Search
Contact

Frank Michael Bauer, LL.M.

Senior Manager

Location Köln
Barbarossaplatz 1a
50674 Köln

Tel.+49 221 271689 1649
Mobil+49 151 51174884

frankmichaelbauer@kpmg-law.com

Lawyers with the same focus

Legal fields

Consulting focus

Banking and capital markets law
Financing
Investment Law

Qualifications

  • Lawyer
  • LL.M.oec. (University of Cologne)
Back to overview

Biography

Frank Michael Bauer has many years of experience in various management functions as an in-house lawyer in the Sparkassen-Finanzgruppe and as an external legal advisor. He specializes in banking and securities regulatory law, MiFID2/MiFIR, ESG regulation and compliance.

Frank Michael Bauer has supported various regulatory implementation and optimization projects in the areas of MiFID2, securities business, capital markets and treasury. He is a lecturer at the Hochschule für Finanzwirtschaft & Management der Sparkassen-Finanzgruppe.

Vita

  • 2021-2023 Lawyer / in-house lawyer, Director, Fincon Reply Unternehmensberatung
  • 2017-2020 Lawyer / in-house lawyer, Head of Legal Department, Sparkasse Köln Bonn
  • 2014-2017 Lawyer / in-house lawyer, Head of MiFID II project, DSGV
  • 2003-2017 Lawyer / in-house lawyer, Head of Legal Department, KSK Cologne
  • 2003 Admission to the bar
  • Veröffentlichungen

    Best execution, the duty to execute client orders in the best possible way

    in: Ellenberger/Schäfer/Clouth/Lang (eds.), Praktikerhandbuch Wertpapier- und Derivategeschäft, Finanz Colloquium Heidelberg, 6th ed. 2023
Back to overview

© 2024 KPMG Law Rechtsanwaltsgesellschaft mbH, associated with KPMG AG Wirtschaftsprüfungsgesellschaft, a public limited company under German law and a member of the global KPMG organisation of independent member firms affiliated with KPMG International Limited, a Private English Company Limited by Guarantee. All rights reserved. For more details on the structure of KPMG’s global organisation, please visit https://home.kpmg/governance.

 KPMG International does not provide services to clients. No member firm is authorised to bind or contract KPMG International or any other member firm to any third party, just as KPMG International is not authorised to bind or contract any other member firm.

Scroll